News Details

11 Oct, 2012

New regimes for Approved Persons


For single regulated FCA authorised Firms  there will be no material difference other than an extension of APER to cover a wider set of activities.

For dual regulated Firms the existing list of controlled functions is to be split between the PRA and the FCA. 

CP 12/26 has a shorter than normal consultation period and responses have to be submitted my 7th December.  

The FSA may have to consult further should there be any significant changes to the Financial Services Bill which is currently going though the Parliamentary process.


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