News Details

08 Dec, 2011

Under orders.....

The FSA have published further information about their planned changes to monitoring "small firms"


The latest update may be found at http://www.fsa.gov.uk/smallfirms/workshops/index.shtml

The exercise will commence in the North West and will then move to other parts of the UK. 

1. A series of Workshops hosted by the FSA (you will have to attend)

2. Having learnt from the TCF reviews, The FSA will undertake a program of Regulatory reviews three months after the Workshops - thus giving Firms an opportunity to have implemented any changes. Interestingly, the Review may take the format of a face to face interview; telephone interview or an on line questionnaire. 

3. Follow up work = the FSA believes that there may be issues warranting closer inspection. 

Firms with good business practices have nothing to fear. 

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