FCA DISPUTES - FCA RESOLUTIONS

FCA disputes * FCA resolutions * FSO & FCA complaints * insurance & mortgage compliance * retail mediation activity return * help with regulatory reporting * money laundering regulations * MLRO

Dispute Resolution Assistance

Fond of your old Complaints Procedure? Too bad. However much it hurts to lose it, it needs updating. We recommend the following checklist:

  • You have in fact already updated your procedure
  • You have ensured that all relevant staff have received guidance and coaching in complaints handling
  • You know which categories of client have rights to action via the FOS
  • You have arrangements in place to meet the new FCA reporting requirements
  • You are aware of the procedures for dealing with short complaints.
  • Your Terms of Business and Initial Disclosure Document make reference to the Financial Services Compensation Scheme (FSCS)

Compliant Solutions Ltd is at hand to help with all aspects of Dispute Resolution, from updating policies and procedures to staff coaching. We also provide technical assistance in reviewing any complaint and can draft an appropriate letter of response to your client.

Contact us either at the above address, or by sending our Quick Contact Form below, to arrange an initial obligation-free discussion.


Contact Compliant Solutions Ltd Now

Please use the Quick Contact Form below to get in touch with us or call 01376 514166

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