FCA RECRUITMENT REQUIREMENTS

FCA recruitment requirements * FCA compliance training * healthchecks * capital adequacy requirements * client money * FCA recruitment & training procedures * financial promotions.

Recruitment

Does your recruitment policy reflect current FCA requirements?

Working with your HR advisers we can ensure that :-

  • Reference controls and timescales are in place
  • Regulatory notifications to the FCA are completed.
  • Annual Fit and Proper checks are undertaken
  • Job descriptions include the necessary FCA paragraphs.

Please contact us for further assistance using the contact details above or by submitting our enquiry form below.


Contact Compliant Solutions Ltd Now

Please use the Quick Contact Form below to get in touch with us or call 01376 514166

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