FCA TREATING CUSTOMERS FAIRLY TCF

FCA treating customers fairly TCF * helping financial advisors * online financial promotions * part IV permission * FCA reporting requirements * disputes & resolutions * training & competence

Firms on Line

As an FCA regulated company you are subject to specific reporting requirements and the need to make specific returns. The burden is demanding, and for many of you the twice yearly GABRIEL is the major problem, even when your internal accounting systems are sound.

There are particular features of the GABRIEL process that make external guidance by Compliant Solutions Ltd such a favoured option for our clients:

  • The importance in Firms Online advice of the distinctively individual circumstances of your business - something which our advisers possess the competence and flexibility to assess
  • The advisability of collating GABRIEL data throughout the year, with a prompt start and a timely final submission twice in the year
  • The need to have in place systems allowing solvency to be demonstrated on an ongoing basis
  • The need in general to keep abreast of changes to regulations and exemptions, for example the changes to PII reporting requirements recently introduced.

But remember - not even Compliant Solutions Ltd can relieve your internal senior management of full sign-off responsibility for all sections of the GABRIEL.

Contact us either at the above address, or by sending our Quick Contact Form below, to arrange an initial obligation-free discussion.


Contact Compliant Solutions Ltd Now

Please use the Quick Contact Form below to get in touch with us or call 01376 514166

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